Random Saturation and Optimal Off-Origin Slack in Real Homogeneous Boolean Threshold Boxes
Abstract
We study bounded-height homogeneous real polynomial lifts of Boolean sign functions. A homogeneous form of degree \(D\) in variables \(X_0,\dots,X_n\), with all homogeneous coefficients bounded in absolute value by (1), induces on the affine Boolean chart
a multilinear polynomial
whose coefficients satisfy the exact box constraints
Conversely, every coefficient vector satisfying these inequalities arises from a homogeneous degree-\(D\) form of coefficient height at most (1). For a Boolean sign function \(G:{0,1}^n\to{\pm1}\), define the real box margin
Since the empty point sees only \(a_\varnothing\), one always has
Let \(H_2\) denote the binary entropy function, and let \(\rho_\in(1/2,1)\) be the unique solution of
Numerically,
We prove that if \(D_n\) is a linear degree sequence satisfying
and
then for uniformly random \(G_n:{0,1}^n\to{\pm1}\),
The main theorem is sharper. After fixing the empty coefficient to saturate the origin, the optimal margin on every non-origin Boolean point is asymptotically maximal:
Thus, in this bounded-height homogeneous real model, the origin is the unique bottleneck. The proof combines exact minimax duality for boxes, a sharp weighted upward-zeta localization estimate, a complement transform converting high-zeta data into low-degree Boolean polynomials, and a projection-separation lemma showing that a random signed simplex is far in \(\ell^1\) from every sufficiently low-dimensional polynomial subspace. All results in this paper are over real coefficients. They do not imply integer, ternary, or rounded coefficient representations.
1. Introduction
A classical question in Boolean function analysis asks for the degree needed to sign-represent a Boolean function by a real polynomial. In the unbounded-coefficient setting, random Boolean functions have threshold degree near (n/2). This paper studies a different model: real polynomial representations arising from homogeneous forms of bounded coefficient height. Let
be homogeneous of degree \(D\). Restrict \(F\) to the affine Boolean chart
and reduce by the Boolean relations
If every homogeneous coefficient of \(F\) has absolute value at most (1), the resulting multilinear polynomial
satisfies
Conversely, every multilinear coefficient vector satisfying these inequalities is realized by some homogeneous degree-\(D\) form with coefficient height at most (1). Thus the coefficient body induced by height-one homogeneous degree-\(D\) forms is exactly
with the convention
For \(G:{0,1}^n\to{\pm1}\), define
At the empty point \(T=\varnothing\), the polynomial value is simply \(a_\varnothing\). Since
one always has
We prove that this upper bound is attained with high probability for random \(G\) once
More precisely, in the linear degree regime
if
then
with high probability. The theorem is stronger than saturation. After fixing \(a_\varnothing\) to saturate the origin, the optimal margin on every nonempty Boolean point is
which is asymptotically the largest possible margin forced by singleton constraints. This is a bounded-coefficient random representation theorem for a concrete homogeneous coefficient body. It is not an unbounded-coefficient threshold-degree theorem.
2. Homogeneous coefficient boxes
We identify a Boolean vector \(x\in{0,1}^n\) with its support
For \(S\subseteq[n]\), write
Let
be homogeneous of degree \(D\). A monomial
reduces on the affine Boolean chart to \(x_S\) precisely when
and
Thus the number of homogeneous degree-\(D\) monomials reducing to \(x_S\) is the number of solutions
Equivalently, after writing
we count nonnegative solutions of
The number is
Therefore, if every homogeneous coefficient of \(F\) lies in ([-1,1]), the induced Boolean coefficient \(a_S\) satisfies
Conversely, suppose
for every \(S\subseteq[n]\). For each \(S\), distribute the real number \(a_S\) evenly among the \(\binom{D}{|S|}\) homogeneous monomials reducing to \(x_S\). Each assigned homogeneous coefficient has absolute value at most (1), and the resulting homogeneous degree-\(D\) form restricts to the given multilinear polynomial on the Boolean cube. Hence the exact real coefficient box induced by homogeneous degree-\(D\), height-one forms is
3. Margins and off-origin slack
Let
and write
Define the full box margin
As noted above,
Because the coefficient box is centrally symmetric,
Thus we may normalize
when proving lower bounds. For unnormalized \(G\), define the off-origin margin by fixing the empty coefficient to saturate the origin:
After multiplying \(G\) by \(G_\varnothing\), this is equivalent to the normalized setting
If
then
Indeed, the empty point has margin exactly (1), and every nonempty point has margin at least (1). The main theorem proves much more:
with high probability for random \(G_n\), in the linear degree regime above the threshold
4. Exact minimax duality
We first record a general box-duality statement. Let
be a nonnegative weight system, and define
Let
denote the probability simplex on all subsets of ([n]). Theorem 4.1. Box duality For every \(G:{0,1}^n\to{\pm1}\),
Proof For fixed \(a=\(a_S\)\), put
Then
Hence
The coefficient box and the simplex are compact convex sets, and the objective is bilinear. By finite-dimensional minimax duality,
For fixed \(\lambda\), the inner maximum is the support function of the box:
Taking
gives the result. \(\square\)
5. Duality for off-origin slack
Assume throughout this section that
For a probability measure \(\nu\) on nonempty subsets, define
and
Proposition 5.1. Dual form of off-origin slack For \(G_\varnothing=1\),
Proof In the definition of \(\eta_D\), the coefficient \(a_\varnothing\) is fixed to (1), and the variables are \(a_S\) for \(S\ne\varnothing\). For a probability measure \(\nu\) on nonempty \(T\), the averaged objective is
This equals
Applying minimax over the coefficient box for the variables \(a_S\), \(S\ne\varnothing\), the maximum over
is precisely
Thus
\(\square\) Since always
a uniform lower bound on \(B_{D,G}\(\nu\)\) gives an off-origin slack lower bound.
6. Sharp weighted upward-zeta localization
Let \(\nu\) be a probability measure on nonempty subsets and define
Then
Define the upward-zeta transform of \(\theta\) by
Then
For \(1\le r\le D\), let \(h^{\le r}\) be the restriction of \(h\) to levels
Let \(\theta^{\le r}\) be the Möbius inverse of this truncated zeta transform:
Define
Lemma 6.1. Sharp truncated inverse bound For every \(\nu\),
Proof By the triangle inequality,
Summing over all nonempty \(T\),
For fixed \(S\ne\varnothing\),
Therefore
Hence
\(\square\) The upward-zeta transform of \(\theta^{\le r}\) agrees with \(h\) on all nonempty levels \(1\le |S|\le r\) and vanishes on nonempty levels \(|S|>r\). Hence, if
then the upward-zeta transform of \(\theta^{>r}\) vanishes on all nonempty levels
7. Complement transform and low-degree polynomials
Let
The upward-zeta transform of \(\theta^{>r}\) vanishes on every nonempty level
Let
For \(U\in\Omega_n^\circ\), set
Then \(T\ne\varnothing\). Define
Lemma 7.1. Complement-degree lemma The function \(q\) is the restriction to \(\Omega_n^\circ\) of a real multilinear polynomial of degree at most (n-r). Proof Let \(h^{>r}\) be the upward-zeta transform of \(\theta^{>r}\). Möbius inversion gives
Put
Then \(S\supseteq T\) is equivalent to \(R\subseteq U\), and
Therefore
Since \(h_S^{>r}=0\) whenever \(S\ne\varnothing\) and \(|S|\le r\), all nonzero terms satisfy
Equivalently,
Thus \(q\) is represented by a multilinear polynomial of degree at most (n-r-1), and hence certainly of degree at most (n-r). \(\square\)
8. Projection separation from signed simplices
Let \(\Omega\) be a finite set and let
be a linear subspace. Let
Define the signed simplex
where
Let \(\Pi_V\) be the orthogonal projection onto \(V\) with respect to the counting inner product
Lemma 8.1. Projection separation If
then for every \(q\in V\) and every \(\mu\in\Delta\(\Omega\)\),
Proof Let
Since
we have
Also,
Since \(q\in V\),
Combining the last two inequalities,
and hence
\(\square\)
9. Random projection on the punctured cube
Let
We identify \(\Omega_n\) with \(2^{[n]}\). Let
be the top point, and set
Let \(L_{\le d}\) be the space of real multilinear polynomials of degree at most \(d\) on the full cube, and let \(W_{\le d}\) be its restriction to \(\Omega_n^\circ\). Put
Lemma 9.1. Punctured projection estimate Assume
Let
be uniformly random. Let \(\Pi\) be the orthogonal projection onto \(W_{\le d}\) in \(\ell^2\(\Omega_n^\circ\)\). Then
In particular, if
for some \(\alpha>0\), then
with high probability. Proof First, the restriction map
is injective. Indeed, if \(P\in L_{\le d}\) vanished on all points of the cube except possibly \(x_*=[n]\), then, as a function on the full cube, it would be a scalar multiple of
This function has multilinear degree \(n\). Since \(d<n\), such a polynomial \(P\) must be zero. Hence
On the full cube, normalized Walsh characters of degree at most \(d\) form an orthonormal basis of \(L_{\le d}\). Hence the full projection matrix \(P\) onto \(L_{\le d}\) has diagonal
for every \(x\in\Omega_n\). Let \(E\) be the \(N\times M\) matrix with orthonormal columns spanning \(L_{\le d}\). Let \(v\) be the row of \(E\) corresponding to the deleted point \(x_*\). After deleting this row, the Gram matrix becomes
Since
for all large \(n\), its inverse is
Therefore, for \(x\ne x_*\), the restricted projection matrix \(P'\) satisfies
Since \(P\) is positive semidefinite,
Therefore, for all large \(n\),
For fixed \(x\in\Omega_n^\circ\),
Since \(P'\) is an orthogonal projection,
Hoeffding's inequality gives
Taking
with \(A\) sufficiently large and union-bounding over at most \(N\) points proves the first claim. If \(M/N\le2^{-\alpha n}\), then this bound is exponentially small in \(n\). \(\square\)
10. A general off-origin slack criterion
Let \(D_n,r_n\) be integer sequences satisfying
eventually. Put
and
Theorem 10.1. General off-origin slack criterion Assume: there exists \(\varepsilon>0\) such that
for all sufficiently large \(n\); \(\mathfrak m_n^*\to0\). Then, for uniformly random \(G_n:{0,1}^n\to{\pm1}\), with high probability,
where
In particular, if
then
Proof Normalize
by multiplying \(G\) globally by \(G_\varnothing\). The nonempty signs remain independent uniform signs. Let \(\nu\) be any probability measure on nonempty subsets, and set
Let \(h\) be its upward-zeta transform. Let \(\theta^{\le r_n}\) and \(\theta^{>r_n}\) be defined as above. By Lemma 6.1,
Now pass to complement variables. Define
By Lemma 7.1,
Define
Then \(\xi\) is a uniform random sign vector on \(\Omega_n^\circ\), \(\mu\) is a probability measure on \(\Omega_n^\circ\), and
Moreover,
By assumption (1),
for all sufficiently large \(n\). Therefore
for some \(\alpha>0\). By Lemma 9.1, with high probability,
where
On this high-probability event, Lemma 8.1 gives
Thus, uniformly for every \(\nu\),
Equivalently,
Since
Proposition 5.1 yields
This proves the theorem. \(\square\) Corollary 10.2. Saturation criterion Under the assumptions of Theorem 10.1, if
then
Proof Theorem 10.1 gives
with high probability. In particular,
with high probability. The empty point has margin exactly (1) by choosing
Hence the full margin satisfies
Since always
we get
with high probability. \(\square\)
11. Linear-degree theorem and optimal off-origin slack
Let
be the binary entropy function. Let \(\rho_\in(1/2,1)\) be the unique solution of
Since \(H_2(t)-t\) is strictly decreasing on ((1/2,1)), positive at \(t=1/2\), and negative at \(t=1\), this solution is unique. Numerically,
Theorem 11.1. Optimal off-origin slack in the linear regime Let \(D_n\) be an integer sequence satisfying
and
Then, for uniformly random
one has, with high probability,
Consequently,
Proof Let
By hypothesis,
Choose \(c_0\) such that
Then, for all sufficiently large \(n\),
Choose \(\beta\) satisfying
Set
Then
for all large \(n\). Since \(\rho_*<1\),
and therefore
for all large \(n\). Also,
Choose \(\rho_0\) such that
Then, for all sufficiently large \(n\),
We estimate
At \(s=1\),
For \(s\ge2\), define
Then
Moreover,
This ratio is increasing in \(s\). Hence the sequence \(\alpha_s\) decreases and then increases, so on the interval \(2\le s\le r_n\) its maximum is attained at one of the endpoints \(s=2\) or \(s=r_n\). At \(s=2\),
for all sufficiently large \(n\). It remains to control \(s=r_n\). Put
We have
Since \(D_n=O(n)\) by hypothesis and \(r_n\sim\beta n\), there is a constant \(t_0>0\) such that
for all sufficiently large \(n\). Therefore \(t_n\) lies in a compact subinterval of \(\(0,\rho_*\)\). Hence there exists \(\delta>0\) such that
for all sufficiently large \(n\). By Stirling's formula, uniformly in this compact range,
Thus
Consequently,
for all sufficiently large \(n\). The hypotheses of Theorem 10.1 are satisfied. Moreover,
Since \(D_n=O(n)\),
Therefore Theorem 10.1 gives
It remains to prove the matching upper bound. Normalize \(G_\varnothing=1\). The singleton signs
are independent uniform signs. With probability \(1-2^{-n}\), at least one singleton has sign (-1). Choose such an \(i\). For any feasible polynomial with
we have
Since \(G_{{i}}=-1\), the margin at this point is
Thus, with high probability,
Combining the lower and upper bounds,
with high probability. Since \(D_n\to\infty\), this implies
with high probability. Therefore
with high probability. \(\square\)
12. Homogeneous-form version
Theorem 11.1 has an equivalent homogeneous formulation. Let \(D_n\) be a linear degree sequence satisfying
and
Then, with high probability over uniformly random \(G_n\), there exists a homogeneous form
whose homogeneous coefficients all lie in ([-1,1]), such that
and
for every nonzero
In particular,
with high probability. This follows directly from Theorem 11.1 and the exact realization of the coefficient box by homogeneous forms from Section 2.
13. A pseudorandom variant
The proof uses randomness only through the projection estimate
This estimate also holds for sufficiently high-wise independent signs. Proposition 13.1. (O(n))-wise independence suffices for the projection step Fix \(\varepsilon>0\), and let
Let
be \(k\)-wise independent with
for a sufficiently large constant \(C_\varepsilon\). Then
with high probability. Consequently, the saturation and off-origin slack conclusions above remain valid under any sign distribution for which, after normalizing the origin, the induced sign vector
is (O(n))-wise independent. Proof Let \(P'\) be the projection matrix onto \(W_{\le d}\). As in Lemma 9.1,
where
Since
there is \(\alpha>0\) such that
For fixed \(x\),
Because \(\xi\) is \(k\)-wise independent, its moments up to order \(k\) agree with those of fully independent signs. For even \(k\), the Khintchine moment bound gives
Thus
Let
By Markov's inequality,
Taking
and choosing \(A,C_1\) so that the right-hand side is at most \(2^{-3n}\), a union bound over at most \(2^n\) points gives
Since
the result follows. \(\square\)
14. Toward integer and ternary lifts
The results in this paper are over real coefficients. They do not assert the existence of integer or ternary homogeneous coefficient representations. Let
be the Boolean zeta matrix, restricted to columns \(|S|\le D\). A rounding theorem converting real coefficients inside the box to integer coefficients while preserving signs would imply ternary homogeneous lifts: every integer coefficient
can be written as a sum of \(\binom D{|S|}\) elements of \({-1,0,1}\), which can then be distributed among the homogeneous monomials reducing to \(x_S\). The optimal off-origin slack
shows that the real solution has large non-origin margin. However, this margin is only linear in \(D\), and it is not by itself a rounding theorem. Universal, independent, or level-wise rounding estimates are not supplied by the present argument. A discrete version would require new correlated rounding methods or a direct lattice construction.
15. Scope and limitations
The main theorem is a real-coefficient result. It does not imply integer, ternary, or rounded homogeneous coefficient representations. The constant
is a threshold of the present method, not claimed to be optimal. The proof requires a truncation level
so that the complementary polynomial space has exponentially small dimension relative to \(2^n\), and also requires
so that the sharp weighted-zeta localization parameter
is dominated by the singleton level (1/D). These two inequalities combine to force
The theorem is stated in the linear regime \(D_n=\Theta(n)\). This is the regime in which the method yields the asymptotically sharp off-origin margin
For more rapidly growing \(D_n\), the general criterion of Theorem 10.1 remains valid, but the additive error term must be tracked separately. Classical random threshold-degree results concern unbounded real coefficients. The present theorem concerns a specific bounded coefficient body arising from homogeneous height-one lifts. It is therefore a bounded-coefficient random representation theorem.
16. Summary of the argument
The proof may be summarized as follows. A homogeneous degree-\(D\), height-one real lift induces exactly the multilinear box
The off-origin margin has the exact dual form
where \(B_{D,G}\) is a weighted upward-zeta norm. For every dual measure \(\nu\), the low-level Möbius inverse of
satisfies
Removing this low-level part leaves high-zeta data. After complementing subsets and applying a parity sign, this high-zeta data becomes a low-degree polynomial of degree at most (n-r). If
then the degree-((n-r)) polynomial space has exponentially small dimension relative to the cube. A random signed simplex is then \(\ell^1\)-separated from that subspace. Therefore
uniformly in \(\nu\). In the linear regime \(D=cn\), with
one can choose \(r>n/2\) with
In this range,
Hence
uniformly in \(\nu\), and since
one obtains
A matching upper bound (D-1) holds with high probability because, after normalizing \(G_\varnothing=1\), at least one singleton has sign (-1) with high probability. This proves
and therefore
with high probability.
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